Pre-Requisites for using the Compliance Feature on Harvest:
Setting up Compliance Oversight for your Individual and/or Company Profiles
To learn how to use the Harvest compliance module, please see our step-by-step tutorial.
|Accessing the Compliance Tools for Individuals||Accessing the Compliance Tools for Companies|
What is the Harvest Compliance Module used for?
Highly regulated firms need to satisfy a few conditions set forth by the SEC and FINRA regarding archiving public communications, and gaining pre-approval before posting public materials. Harvest solves for this workflow with a proprietary compliance module that can be utilized for free via Harvest, and runs through your own company's email.