Pre-Requisites for using the Compliance Feature on Harvest:

Setting up Compliance Oversight for your Individual and/or Company Profiles

You can access your free Compliance Archiving, pre-approval and disclosure/disclaimer toolkit in your Individual Settings and in your Company Page Settings.  

To learn how to use the Harvest compliance module, please see our step-by-step tutorial.

Accessing the Compliance Tools for IndividualsAccessing the Compliance Tools for Companies

What is the Harvest Compliance Module used for?

Highly regulated firms need to satisfy a few conditions set forth by the SEC and FINRA regarding archiving public communications, and gaining pre-approval before posting public materials.  Harvest solves for this workflow with a proprietary compliance module that can be utilized for free via Harvest, and runs through your own company's email.